Brazen Capital, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$6,154,873
Clients
65
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
65
HighAverage account size
$94,690
About
Brazen Capital provides discretionary and non‑discretionary investment management and related advisory services to individual investors, families and institutional clients domiciled both within and outside the United States. Its service set includes model‑based strategies (the Brazen Global Beta and Brazen Bold series), custom separately managed accounts, sub‑advisory arrangements, wealth‑planning work and periodic research publications.
The firm’s investment approach blends risk‑profile driven, broadly diversified Global Beta models rooted in modern portfolio concepts with more targeted Bold strategies that emphasize rates, credit, currencies (including crypto), alternatives and the selective use of derivatives. Brazen documents client objectives via an Investment Policy Statement and a proprietary Risk Aversion/Tolerance Assessment (RATA) and may implement leverage or borrowing and derivative positions in certain separately managed accounts where appropriate.
What is noteworthy relative to many peers is Brazen’s routine publishing and subscription offering — including a quarterly “Navigating Global Financial Markets Report” and a quarterly “Brazen Best and Worst in Class” list — and the firm’s operation of pooled investment vehicles exempt under Section 3(c)(1). The brochure also highlights a material non‑U.S. client base and operational practices that include required execution through Interactive Brokers for its model portfolios and recommendations of custodians such as IBKR or Charles Schwab for custom accounts.
Client services
Financial planning
Portfolio management
Newsletters or periodicals
Expertise
Wealth management
Cash flow / budgeting
College savings (529s, UTMA, etc.)
Home buying
Fee options
Wealth Management Services offered on a flat fee basis (specific amounts not disclosed)
$0 - $499,999: Capital Preservation 0.75% to Speculative 2.0% (varies by risk profile) $500,000 - $999,999: 10% discount on AUM fee $1,000,000 - $2,499,999: 20% discount on AUM fee $2,500,000+: 25% discount on AUM fee
Subscription fees for publications: Quarterly Report w/Lists $250/quarter; Quarterly Lists Only $150/quarter
Account minimum: $50,000 Minimum fee: $600 per annum minimum household/account fee, paid at a rate of $50 per month Fee-only: Investment Research and Other Advisory Services $5,000 to $30,000 annually; Publications quarterly $150 to $250 per quarter
Main office location
Brazen Capital, LLC
99 Wall Street, Suite 1701
New York NY 10005, United States
Number of offices
2
Most active in
Brazen Capital, LLC has reported serving >5 clients in these states in the last 12 months.
New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
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