Brazen Capital, LLC logo

Brazen Capital, LLC

Updated today

Client assets under management

$6,154,873

Clients

65

0% high-net worth

Advisors

1

of 1 employees

Firm type

Independent

1 advisor

Clients per advisor

65

High

Average account size

$94,690

About

Brazen Capital provides discretionary and non‑discretionary investment management and related advisory services to individual investors, families and institutional clients domiciled both within and outside the United States. Its service set includes model‑based strategies (the Brazen Global Beta and Brazen Bold series), custom separately managed accounts, sub‑advisory arrangements, wealth‑planning work and periodic research publications.

The firm’s investment approach blends risk‑profile driven, broadly diversified Global Beta models rooted in modern portfolio concepts with more targeted Bold strategies that emphasize rates, credit, currencies (including crypto), alternatives and the selective use of derivatives. Brazen documents client objectives via an Investment Policy Statement and a proprietary Risk Aversion/Tolerance Assessment (RATA) and may implement leverage or borrowing and derivative positions in certain separately managed accounts where appropriate.

What is noteworthy relative to many peers is Brazen’s routine publishing and subscription offering — including a quarterly “Navigating Global Financial Markets Report” and a quarterly “Brazen Best and Worst in Class” list — and the firm’s operation of pooled investment vehicles exempt under Section 3(c)(1). The brochure also highlights a material non‑U.S. client base and operational practices that include required execution through Interactive Brokers for its model portfolios and recommendations of custodians such as IBKR or Charles Schwab for custom accounts.

Client services

Financial planning Portfolio management Newsletters or periodicals

Expertise

Wealth management Cash flow / budgeting College savings (529s, UTMA, etc.) Home buying

Fee options

Fixed

Wealth Management Services offered on a flat fee basis (specific amounts not disclosed)

Percentage

$0 - $499,999: Capital Preservation 0.75% to Speculative 2.0% (varies by risk profile) $500,000 - $999,999: 10% discount on AUM fee $1,000,000 - $2,499,999: 20% discount on AUM fee $2,500,000+: 25% discount on AUM fee

Subscriptions

Subscription fees for publications: Quarterly Report w/Lists $250/quarter; Quarterly Lists Only $150/quarter

Other

Account minimum: $50,000 Minimum fee: $600 per annum minimum household/account fee, paid at a rate of $50 per month Fee-only: Investment Research and Other Advisory Services $5,000 to $30,000 annually; Publications quarterly $150 to $250 per quarter

Main office location

Brazen Capital, LLC

99 Wall Street, Suite 1701

New York NY 10005, United States

Number of offices

2

Most active in

New York

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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