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Bragg Financial Advisors Inc

Updated today

Client assets under management

$3,345,704,146

Clients

1,537

48% high-net worth

Advisors

15

of 39 employees

Firm type

Multi Team

Clients per advisor

102

High

Average account size

$2,176,776

About

Bragg Financial Advisors is a family‑owned, multi‑advisor investment advisory firm that provides financial planning and discretionary portfolio management to individuals (including high‑net‑worth clients), charitable organizations, corporations and — less commonly for peers — investment companies. The firm offers model‑based portfolio management, a dedicated Small Cap Value managed account program, and sub‑advisory services to mutual funds.

The firm’s investment process is driven by written Investment Policy Statements, emphasizing strategic asset allocation, broad diversification across asset classes and periodic rebalancing rather than market timing or frequent trading. Portfolios are constructed from a range of securities and investment vehicles, may employ independent managers in certain cases, and are overseen on a discretionary basis in line with client objectives and risk tolerances.

Distinctive features include Bragg’s role as a sub‑advisor to small‑cap value and value mutual funds through a strategic partnership with another investment adviser — a capability held by only a small portion of multi‑team peers — and the operation of a Small Cap Value Managed Account Program aligned with those fund strategies. The firm also discloses and documents potential conflicts arising from its mutual fund relationship (including fee‑waiver practices for account portions invested in the Funds) and manages several billion dollars of discretionary assets while tracing its history back several decades.

Client services

Financial planning Portfolio management Pension consulting Selection of other advisers

Expertise

General retirement planning

Occupation focus

Founder/Business Owner Retired

Fee options

Fixed

Fixed fees reported in SEC Part 1 but no specific amounts detailed in brochure text

Percentage

$0 - $5,000,000: 0.85% $5,000,001 - $10,000,000: 0.70% $10,000,001 - $20,000,000: 0.60% Over $20,000,000+: 0.50%

Project-based

Hourly charges reported in SEC Part 1 but not detailed in brochure text

Other

Account minimum: $1,000,000 Minimum fee: $20,000 minimum annual advisory fee for new clients as of April 1, 2023 for the Managed Account Program Fee-only: Fee-only advisory services based on percentage of assets under management with tiered schedule and minimum fee

Main office location

Bragg Financial Advisors Inc

1031 South Caldwell St, Suite 200

Charlotte NC 28203, United States

Number of offices

1

Most active in

California · Colorado · Florida · Georgia · Maryland · Massachusetts · New York · North Carolina · Pennsylvania · South Carolina · Tennessee · Texas · Virginia · Washington

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Anthony B

CFA®, Series 63, Series 65

Charlotte, NC

Bragg Financial Advisors Inc

General retirement planning Founder/Business Owner Retired
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Marc S

CFP®, Series 66

Charlotte, NC

Bragg Financial Advisors Inc

General retirement planning Founder/Business Owner Retired
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George C

CFP®, Series 66

Charlotte, NC

Bragg Financial Advisors Inc

General retirement planning Founder/Business Owner Retired
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Meghan O

CFP®

Charlotte, NC

Bragg Financial Advisors Inc

General retirement planning Founder/Business Owner Retired
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Matthew D

CFA®, Series 63

Charlotte, NC

Bragg Financial Advisors Inc

General retirement planning Founder/Business Owner Retired
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Evan A

CFP®, Series 63, Series 65

Charlotte, NC

Bragg Financial Advisors Inc

General retirement planning Founder/Business Owner Retired
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Thomas R

CFP®, CFA®, Series 63, Series 65

Charlotte, NC

Bragg Financial Advisors Inc

General retirement planning Founder/Business Owner Retired
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Lauren K

CFA®

Charlotte, NC

Bragg Financial Advisors Inc

General retirement planning Founder/Business Owner Retired
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Clinton T

CFA®, Series 65

Charlotte, NC

Bragg Financial Advisors Inc

General retirement planning Founder/Business Owner Retired
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Jennifer M

CFP®

Charlotte, NC

Bragg Financial Advisors Inc

General retirement planning Founder/Business Owner Retired
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John B

CFP®, Series 63, Series 65

Charlotte, NC

Bragg Financial Advisors Inc

General retirement planning Founder/Business Owner Retired
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Benton B

CFP®, CFA®, Series 63, Series 65

Charlotte, NC

Bragg Financial Advisors Inc

General retirement planning Founder/Business Owner Retired
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Lynn L

CFP®, Series 63

Charlotte, NC

Bragg Financial Advisors Inc

General retirement planning Founder/Business Owner Retired
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Steven S

CFA®, Series 63, Series 65

Charlotte, NC

Bragg Financial Advisors Inc

General retirement planning Founder/Business Owner Retired
user avatar

Phillips B

CFP®, Series 63, Series 65

Charlotte, NC

Bragg Financial Advisors Inc

General retirement planning Founder/Business Owner Retired
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