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Bow Stream Investments LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$10,436,648
Total clients
5
100% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
5
Average account size
$2,087,330
About
Bow Stream Investments LLC is a small, discretionary investment adviser that manages approximately $10.4 million in client assets and provides portfolio management and securities research primarily for individuals, as well as trusts, charitable organizations, corporations, and managed investment pools. The firm delivers its services under written investment management agreements and generally manages accounts on a discretionary basis.
The firm’s investment approach emphasizes fundamental, value-oriented research with a concentrated focus on smaller-cap companies and a preference for holding a limited number of core positions over multi-year horizons. Bow Stream sources ideas through proprietary screens, public filings, company visits, and industry conversations, and it may employ derivatives, short positions, and limited leverage when appropriate.
What distinguishes Bow Stream from many peers is its use of performance-based fee arrangements for qualified clients and the disclosure of detailed annual performance-accounting procedures, including high‑water mark and withdrawal‑adjustment mechanics. The brochure also documents the firm’s willingness to use borrowing in client accounts, engage in derivatives and short sales, and to serve institutional-style clients (such as managed investment pools), practices that are less common among independent advisers of similar scale.
Client services
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Concentrated stock management
Fee options
2% annually, billed quarterly in arrears
20% of capital appreciation for qualified clients, calculated annually with a high-water mark
Account minimum: $1,000,000
Main office location
Bow Stream Investments LLC
550 Reserve Street, Suite 190
Southlake TX 76092, United States
Number of offices
2
Most active in
Bow Stream Investments LLC has reported serving >5 clients in these states in the last 12 months.
California · Montana · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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