Bourbon Financial Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
77
64% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
77
Very HighAverage account size
$0
About
Bourbon Financial Management provides financial planning and investment advisory services primarily to individual clients and, occasionally, to business entities, with retirement planning and pension consulting included among its offerings. The firm operates on a fee-only basis and delivers non-discretionary advice; it does not custody client assets or directly execute trades on clients’ accounts.
The firm’s process is research-driven and multi-disciplinary, emphasizing strategic asset allocation, broad diversification (typically via mutual funds and ETFs), and manager selection supported by qualitative and quantitative due diligence. Clients receive a written financial plan and periodic reviews with rebalancing and implementation recommendations, while final execution and account control remain with the client.
Distinctive features relative to many peers include investor-education activities such as occasional complimentary newsletters and workshops, and an explicit focus on pension consulting and retirement-plan guidance. The firm also departs from the common percentage-of-assets billing model by using flat-fee engagements and, in limited cases, may recommend small allocations to illiquid direct participation investments for diversification.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Newsletters or periodicals
Educational seminars or workshops
Expertise
Retirement income strategy
General retirement planning
Wealth management
Occupation focus
Founder/Business Owner
Fee options
Flat fee based on complexity and time required; initial payment is generally equivalent to 6 monthly payments
Hourly charges used rarely (e.g., pension plan consulting) but no specific hourly rates stated
Minimum fee: Minimum fee $300 per month Fee-only: Flat monthly fees ranging from $300 to $1,000 per month, with an initial payment usually equivalent to 6 monthly payments
Main office location
Bourbon Financial Management
Chicago IL, United States
Number of offices
1
Most active in
Bourbon Financial Management has reported serving >5 clients in these states in the last 12 months.
California · Illinois
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")