Bossert Capital LLC

Bossert Capital provides discretionary asset management and portfolio management to individuals, high-net-worth individuals, and business entities seeking long-term capital appreciation. The firm uses an intake investment questionnaire and will only accept clients whose goals align with its single long-term strategy, which it defines as a time horizon of five years or longer.

The investment approach emphasizes fundamental analysis and identifying securities the adviser views as significantly undervalued, with portfolios actively managed under discretionary authority and periodic reviews for rebalancing and tax-loss harvesting. The brochure also discloses that the firm may invest in a broad set of instruments—including derivative contracts, options, warrants, convertibles, distressed securities and alternative investments—and describes the liquidity and leverage risks associated with those instruments.

What is distinctive in Bossert Capital’s brochure is its use of a performance-based compensation arrangement for qualified clients: a 25% incentive fee on gains above a 6% annual hurdle with a “prior high net assets” (high-water mark) provision. The firm also specifies custodial relationships (Interactive Brokers and/or Charles Schwab), discusses potential soft-dollar benefits from custodians, and states a firm policy of declining clients whose objectives do not fit its strategy, all of which may affect trade execution, conflicts management, and client suitability relative to many peers.