Bortel Investment Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$63,000,000
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
0
Total advisors
1
of 1 employees
Firm size
Investment Manager
May not manage individual clients
Average clients per advisor
0
Average account size
—
About
Bortel Investment Management LLC serves accredited, high‑net‑worth and qualified investors through a single pooled vehicle, the Tiburon Opportunity Fund, LP, managing assets on a discretionary basis. The firm also provides institutional consulting and tailored company and executive research to other institutional clients.
The fund follows a long/short equity approach with an emphasis on small‑cap bank equities while retaining flexibility to hold mid‑ and large‑cap positions, options, derivatives and to employ leverage and short selling. Investment decisions combine fundamental analysis and technical behavior, and the manager may hold concentrated or illiquid positions and exercise discretion in valuing non‑public (Level 3) assets.
Noteworthy features include the firm’s involvement in other financial activities beyond portfolio management: the adviser and the fund have engaged in private debt investments that converted into equities and warrants, and the general partner has served on a portfolio company advisory board and received personal warrants tied to such transactions, which the brochure discloses as potential conflicts. The firm also discloses a past SEC administrative proceeding related to undisclosed third‑party payments at a predecessor firm and identifies an outsized private holding that has at times represented a material portion of fund assets.
Client services
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Concentrated stock management
Fee options
$10,000 fixed fee per individual stock research consulting project for institutional clients
2% annually (Management Fee for the Fund, billed quarterly at 0.50% per quarter)
Account minimum: $250,000 minimum (can be waived at adviser’s discretion)
Main office location
Bortel Investment Management, LLC
13313 Point Richmond Beach Road Nw
Gig Harbor WA 98332, United States
Number of offices
1
Most active in
Bortel Investment Management, LLC has reported serving >5 clients in these states in the last 12 months.
Washington
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
Forms ADV
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