Borges Financial
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$0
This total excludes 2 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
42
69% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
42
Average account size
$0
About
Borges Financial is a solo independent registered investment adviser that provides comprehensive financial planning to individuals, including high-net-worth clients, through hourly and ongoing engagements. Like many independent firms, it works directly with individual clients, but it also offers investment consulting services to other financial advisors.
The firm’s investment guidance is grounded in modern portfolio theory and typically emphasizes diversified, buy-and-hold portfolios constructed primarily with passive vehicles, while allowing selective active positions and ESG integration when appropriate. For advisor clients it delivers research, model-portfolio construction, due diligence, and portfolio analytics using third-party tools, and it provides recommendations and planning deliverables rather than managing or custodizing client assets.
What is distinctive for a single-advisor firm is the breadth of non-individual clientele and consulting work: the brochure discloses engagements with banks, insurance companies, pension plans, municipal entities, charitable organizations, corporate clients, other investment advisers and even a sovereign wealth client. The firm charges planning and consulting fees on an hourly or retainer basis rather than percentage-of-assets fees, and it emphasizes its consultancy and planning focus supported by the principal’s international asset-management and consulting background and advanced investment and planning credentials.
Client services
Financial planning
Investment consulting services for other investment advisors
Investment consulting services for other investment advisors
Expertise
Cash flow / budgeting
College savings (529s, UTMA, etc.)
Fee options
Financial Planning at $325 per hour; Investment Advisor Consulting Services at $250 per hour
Ongoing Financial Planning monthly fee ranging from $500 to $1,000 per month ($6,000 to $12,000 annually)
Fee-only: Financial Planning hourly fee: $325 per hour; Investment Advisor Consulting Services hourly fee: $250 per hour; Ongoing Financial Planning fee: Upfront $1,000 plus $500 to $1,000 per month ($6,000 to $12,000 annually)
Main office location
Borges Financial
Brookfield WI, United States
Number of offices
1
Most active in
Borges Financial has reported serving >5 clients in these states in the last 12 months.
Texas · Wisconsin
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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