Booth Financial
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$31,893,083
This total excludes 3 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
37
27% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
37
Average account size
$861,975
About
Booth Financial Planning, LLC is a registered investment adviser that offers discretionary portfolio management and comprehensive financial planning to individuals and a limited number of non‑individual clients, including charitable organizations and corporate/business clients. The firm provides written financial plans and ongoing advice on retirement planning, tax‑aware strategies, cash flow, estate considerations, and business planning.
The firm’s investment approach centers on strategic asset allocation implemented largely with passive index mutual funds and ETFs, with portfolios constructed to match client Investment Policy Statements and rebalanced periodically; it may also engage third‑party managers for portions of client assets. Relationships are managed on an ongoing discretionary basis with periodic reviews of suitability and coordination with custodians (the firm participates in Schwab Institutional) for trade execution and reporting.
What is distinctive relative to many peers is the inclusion of charitable organizations and corporate clients in its client mix and the practice of offering periodic educational seminars and speaking engagements. The firm’s principal also performs contract tax‑preparation work and provides targeted business‑planning consulting for business owners, which can support more integrated tax and business planning conversations than is typical for similarly sized independent advisers.
Client services
Financial planning
Portfolio management
Educational seminars or workshops
Expertise
Cash flow / budgeting
Debt management
Fee options
Project Planning fixed fee ranging from $500 to $5,000, not billed more than $500 above 6 months in advance.
$0 - $500,000: 1.50% $500,001 - $2,000,000: 0.75% $2,000,001 - $5,000,000: 0.50% $5,000,001 - $10,000,000: 0.25% $10,000,001+: 0.10%
Main office location
Booth Financial
2271 Valleydale Rd., Suite 305
Birmingham AL 35244, United States
Number of offices
1
Most active in
Booth Financial has reported serving >5 clients in these states in the last 12 months.
Alabama · Louisiana
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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