Boca Retirement Strategies Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$2,917,592
Total clients
24
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
24
Average account size
$121,566
About
The firm provides portfolio management and comprehensive financial planning to individuals and a small number of institutional and non-profit clients. It prepares an individualized Investment Policy Statement for each client and offers services on both a discretionary and non‑discretionary basis.
Investment decisions draw on a mix of charting, cyclical, fundamental, technical analysis and modern portfolio theory and are implemented with a long‑term trading orientation. Portfolios are built from mutual funds, equities, fixed income, ETFs (including precious‑metals sector ETFs) and Treasury inflation‑protected securities, with quarterly monitoring and custodian‑provided reporting.
Noteworthy for its size, the adviser manages roughly $2.9 million across about two dozen clients while serving a broader client mix that includes pension and profit‑sharing plans, charitable organizations, and business/insurance entities. The principal maintains an unrelated full‑time occupation outside the firm, the firm does not use third‑party managers or wrap programs, and it reports no disciplinary history.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
College savings (529s, UTMA, etc.)
Fee options
Fixed fees for financial plans between $250 and $10,000
$500,000 - $1,000,000: 1.5% $1,000,001 - $2,000,000: 1.0% (in addition to previous tier) $2,000,001 - $3,000,000: 0.75% (in addition to previous tier) $3,000,001+: 0.5% (in addition to previous tier)
$250 to $350 per hour
Fee-only: Financial planning fixed fees between $250 and $10,000; hourly fees between $250 and $350; ongoing AUM fees of 1.00% for assets $0-$1,000,000 and 0.50% for assets above $1,000,000
Main office location
Boca Retirement Strategies Inc.
Jupiter FL, United States
Number of offices
1
Most active in
Boca Retirement Strategies Inc. has reported serving >5 clients in these states in the last 12 months.
Florida · Massachusetts
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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