B
BN Investment, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$4,865,223
Total clients
23
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
23
Average account size
$211,531
About
BN Investment, LLC provides discretionary portfolio management primarily to individuals, trusts, and small businesses, investing mainly in U.S.-listed equities, exchange-traded funds, and related derivatives. The firm operates as a solo independent adviser with a modest asset base and requires clients to grant discretionary trading authority for its strategies.
The firm combines fundamental and technical analysis and routinely uses options and other derivatives to generate income, manage cost basis, and hedge downside exposure, while also reserving the ability to employ intraday trading techniques and initial margin. For qualified clients the adviser may accept performance-based compensation and maintains flexibility to modify trading strategies and use leverage as market opportunities arise.
Noteworthy distinctions include the active use of borrowing and margin within managed accounts and routine use of derivatives and options—practices that are uncommon among similar independent advisers—and a requirement that clients execute trades through a single custodian trading platform. The brochure discloses prior regulatory sanctions related to transactions involving loaned investor funds, including fines and one-year suspensions (FINRA and a Missouri regulator), and notes the firm has “limited” or constructive custody because it directly debits advisory fees from custodial accounts.
Client services
Portfolio management
Expertise
Options & derivatives strategies
Active portfolio management
Fee options
$0+: 2% annually prorated daily (1.37% daily rate) Qualified clients+: 10% performance fee on net gains annually
10% of net increase in account value annually for qualified clients
Account minimum: $25,000.00 Fee-only: 2% annually prorated daily on assets under management; 10% performance fee on net gains for qualified clients
Main office location
BN Investment, LLC
Amazonia MO, United States
Number of offices
1
Most active in
BN Investment, LLC has reported serving >5 clients in these states in the last 12 months.
Missouri · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")