Bluemound Asset Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$24,000,000
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
43
42% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
43
HighAverage account size
$558,140
About
The firm serves affluent individuals and families, high-net-worth clients, and small businesses and organizations, providing discretionary asset management, manager-of-managers services, hourly financial consulting, and retirement plan consulting for employer-sponsored plans. As of March 2026 it manages roughly $24 million on a discretionary basis and oversees additional non-discretionary 401(k) assets.
The investment approach uses a four-step process—secular trend analysis, examination of government and central bank policy, bottom-up fundamental research, and price trend/quantitative analysis—to construct diversified ETF-based and concentrated equity portfolios. Certain strategies include use of derivatives (covered calls and cash-secured puts) to generate income and manage risk, and the firm uses artificial intelligence as a supplement to human research rather than an automated decision-maker.
The firm publishes periodicals and the principal contributes to national financial publications and operates an independent investment-letter service, and it discloses procedures intended to mitigate potential conflicts (such as executing client trades prior to public dissemination). Offering retirement plan consulting and manager-of-manager services while operating as a solo registered adviser is a less common combination among peers.
Client services
Financial planning
Portfolio management
Pension consulting
Newsletters or periodicals
Expertise
Retirement income strategy
Active portfolio management
Options & derivatives strategies
Wealth management
Occupation focus
Founder/Business Owner
Fee options
One-time planning and administration fee of $800 for all new accounts
$0 - $1,000,000: 1.25% annually $1,000,000 - $2,000,000: 1.00% annually $2,000,000+: 0.75% annually
$400/hour for financial consulting beyond initial planning
Account minimum: $300,000 Minimum fee: $1,600 annual minimum for financial consulting services Fee-only: Financial consulting billed at $400/hour with $1,600 annual minimum
Main office location
Bluemound Asset Management, LLC
Franklin WI, United States
Number of offices
1
Most active in
Bluemound Asset Management, LLC has reported serving >5 clients in these states in the last 12 months.
Texas · Wisconsin
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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