Blue Monarch Financial Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$9,421,200
Total clients
49
0% high-net worth
Total advisors
1
of 3 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
49
Average account size
$192,269
About
Blue Monarch Financial Inc. provides investment advisory and financial planning services to individual and high‑net‑worth clients, managing roughly $9.4 million across about 49 client relationships with a single supported advisor. Services described in the brochure include portfolio management, retirement income planning, estate and tax planning, long‑term care planning, annuities, and insurance planning.
The firm offers both discretionary and non‑discretionary managed accounts and tailors portfolios using asset‑allocation, dollar‑cost averaging, technical analysis, and both short‑ and long‑term purchase strategies based on client risk profiles. Blue Monarch commonly implements portfolios through managed or wrap‑fee programs and recommends custodians (noting relationships with Charles Schwab and Fidelity) and third‑party sub‑advisors to assist with execution and reporting.
Distinctive features disclosed in the brochure include operation of an affiliated insurance agency with reciprocal referral activity between the insurance side and the RIA (investment staff are not insurance agents), and formal affiliations with third‑party registered advisers that act as sub‑advisors and perform fee deductions and custodial functions. The firm is a recently established RIA (founded 2024) with a small advisor team, and the brochure notes that in practice custodian statements may list the affiliated sub‑advisor rather than the RIA.
Client services
Fee options
Maximum annual advisory fee of 1.65%, charged monthly in arrears based on average daily balance
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Main office location
Blue Monarch Financial Inc.
2418 Lee Street, Suite 130
Greenville TX 75401, United States
Number of offices
2
Forms ADV
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