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Blue Chip Financial Planning, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$34,686,218
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
51
18% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
51
HighAverage account size
$680,122
About
Blue Chip Financial Planning is a small, fee-only registered investment adviser that provides financial planning, consulting, and discretionary portfolio management to individuals and a range of entities, including pension and profit-sharing plans, trusts, charitable organizations, and corporations. The firm oversees approximately $36 million in client assets across roughly 50 accounts.
The firm follows a structured financial planning process—collecting client information via a questionnaire, identifying goals, analyzing options, making recommendations, assisting with implementation, and monitoring progress with at least annual reviews—and delivers quarterly electronic account statements. For security selection and portfolio decisions it employs a mix of fundamental, technical, charting and cyclical analysis and will aggregate client orders into block trades when appropriate.
Noteworthy differences from many independent, solo advisers include an explicit focus on corporate and other business clients in addition to individuals, and the firm’s sole adviser’s continued active short-term personal trading in stock index options and short selling (conducted for personal accounts and not offered to clients). The firm operates on a fee-only basis and uses an independent custodian arrangement that provides operational and research services to the adviser.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
Income planning
Options & derivatives strategies
Fee options
$0 - $500,000: 1.00% annually $500,000.01 - $1,000,000: 0.80% annually $1,000,000.01+: 0.60% annually
Account minimum: $400,000 to open an account; $100,000 to maintain an account Minimum fee: $50.00 per quarter minimum fee Fee-only: Fee-only financial planning firm; no commissions received
Main office location
Blue Chip Financial Planning, LLC
Oxford WI, United States
Number of offices
2
Most active in
Blue Chip Financial Planning, LLC has reported serving >5 clients in these states in the last 12 months.
Arizona · Illinois · Texas · Wisconsin
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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