B
Blue Chip Financial Advisors, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$1,000,000
Clients
10
0% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
10
LowAverage account size
$100,000
About
The firm provides investment advice to individual clients, specializing in management of IRA and brokerage accounts and offering financial planning on topics such as 401(k) recommendations, mortgage and insurance analysis, retirement planning, and college funding. It primarily implements portfolios using mutual funds and, occasionally, individual stocks and bonds, managing about $1 million of client assets for roughly ten clients.
The investment process is grounded in Modern Portfolio Theory, with an emphasis on asset allocation and long-term, buy-and-hold strategies while generally de-emphasizing short-term trading. The firm manages client accounts on a discretionary basis, operates on a retainer model with ongoing telephone-based communication, and conducts reviews at the client’s request; it also requires all clients to custody accounts at Interactive Brokers and disclosed a full custodian transition in 2020.
Noteworthy aspects include the firm’s small scale as a single-advisor practice overseeing a compact client roster and the firmwide custodial requirement with Interactive Brokers, from which the firm reports receiving no compensation. The firm does not take custody of client assets or vote client proxies, and the principal reports advanced academic training in investment management along with ownership interests in other businesses.
Client services
Financial planning
Portfolio management
Expertise
College savings (529s, UTMA, etc.)
General retirement planning
Fee options
$25 to $125 per quarter for clients with assets under $50,000 for periodic or every two years investment management services on retirement accounts
$0 - $50,000: $50,000 - $2,000,000: 0.25% per quarter (1.00% annually) on first $2 million assets $2,000,000 - $4,000,000: 0.1875% per quarter (0.75% annually) on next $2 million assets $4,000,000+: 0.125% per quarter (0.50% annually) on assets above $4 million
Quarterly retainer based on assets under management as per the fee tiers above
Main office location
Blue Chip Financial Advisors, Inc.
Seville OH, United States
Number of offices
1
Most active in
Blue Chip Financial Advisors, Inc. has reported serving >5 clients in these states in the last 12 months.
Ohio
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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