Blue Castle Wealth
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$14,480,733
Total clients
13
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
13
Average account size
$1,113,903
About
Blue Castle Wealth, LLC is a Kentucky-registered independent advisory firm led by a single owner-advisor that serves individuals (including high‑net‑worth clients), charitable organizations, and businesses. The firm provides discretionary wealth management and ongoing portfolio supervision alongside comprehensive financial planning and limited‑scope, project‑based planning engagements.
Blue Castle combines multiple methods of analysis — including fundamental, technical, cyclical, and charting approaches — with modern portfolio theory and a mix of passive and active investment vehicles to construct client portfolios. Portfolios are managed on a discretionary basis, with client‑specific investment policies, risk tolerances, and quarterly reviews guiding implementation and any client‑imposed restrictions.
The firm’s practice is relatively small by client count but reports meaningful assets under management, indicating a higher asset-per-client profile and point‑of‑service concentration in a single advisor model; the owner’s background includes multi‑year experience in trust and wealth management at American Trust/Unified Trust. Blue Castle also integrates business‑planning and employee‑benefit optimization for owner‑clients and uses custodial arrangements that permit standing transfer authorizations and direct fee disbursements through its recommended institutional custodian.
Client services
Financial planning
Portfolio management
Expertise
Business ownership considerations
Business exit / sale strategy
Retirement income strategy
Cash flow / budgeting
Occupation focus
Founder/Business Owner
Fee options
Between $125 and $1,000 based on complexity and scope
$0 - $1,000,000: 1.00% $1,000,001 - $2,000,000: 0.70% $2,000,001+: 0.50%
$125 per hour
Account minimum: $100,000
Main office location
Blue Castle Wealth
1040 Monarch St., 3 Rd Floor
Lexington KY 40513, United States
Number of offices
2
Most active in
Blue Castle Wealth has reported serving >5 clients in these states in the last 12 months.
Kentucky
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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