Birch Wealth Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$49,734,169
Total clients
174
7% high-net worth
Total advisors
1
of 3 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
174
Average account size
$285,829
About
Birch Wealth Management serves individual and high‑net‑worth clients with discretionary portfolio management, written financial planning, and standalone financial consulting. The firm advises on equities, exchange‑traded funds and money market funds and delivers tailored plans and recommendations based on each client’s financial circumstances.
Accounts are typically managed on a discretionary basis after establishing investment objectives and risk tolerance, with at least quarterly reviews and written reporting. The investment process blends diversification principles such as modern portfolio theory with technical approaches (charting, technical and cyclical analysis) and fundamental analysis, and the firm generally maintains client assets with an institutional custodian.
What is distinctive about the firm is that a principal is also a licensed independent insurance agent and may receive commission‑based compensation for insurance products, a conflict the brochure discloses. The firm also routinely requires clients to direct brokerage and custody to a specific custodian and participates in that custodian’s institutional services program, and it offers hourly financial planning and consulting as alternatives to managed accounts.
Client services
Fee options
$0 - $250,000: 1.50% $250,001 - $1,500,000: 1.20% $1,500,001 - $4,000,000: 0.90% $4,000,001+: 0.70%
Commission-based compensation earned by licensed insurance agent for selling insurance products; separate and in addition to advisory fees.
$50 - $250 per hour for financial planning and financial consulting services; fees negotiable for financial planning, not negotiable for consulting.
Account minimum: No minimum stated; however, the firm may terminate accounts that fall below an amount it deems too small to manage effectively.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Main office location
Birch Wealth Management
205 W. Court St.
Rome NY 13440, United States
Number of offices
1
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