Birch Investment Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$23,008,618
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
46
24% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
46
HighAverage account size
$500,187
About
Birch Investment Management, L.L.C. provides investment management, wealth management, and financial planning services to individuals and families as well as to pension and profit-sharing plans, charitable organizations, and corporate clients. As disclosed in the firm brochure, it operates on a fee-only basis and reported approximately $20.1 million in discretionary assets as of December 31, 2024.
The firm develops client-specific investment policies and implements them on a discretionary basis, emphasizing asset allocation principles rooted in Modern Portfolio Theory and using a mix of mutual funds, ETFs, individual stocks, and bonds. Portfolios may combine passive and active strategies, and the adviser offers ongoing review and coordination of tax, estate, and other planning issues alongside project-based financial planning engagements.
What distinguishes the firm from many peers is its client mix: in addition to individual investors it accepts institutional-type clients such as pension/profit-sharing plans and charitable organizations, an arrangement that is less common among independent advisers of its size. The firm discloses that its principal holds the CFA charter, it assumes proxy-voting responsibility for client securities, and it recommends institutional custodial platforms while describing potential custodial-related conflicts and support services.
Client services
Financial planning
Portfolio management
Expertise
Wealth management
Cash flow / budgeting
College savings (529s, UTMA, etc.)
General estate planning guidance
Fee options
Project-Based Financial Planning fees range from $2,500 to $10,000, fixed fee
$0 - $1,000,000: 1.00% $1,000,001 - $3,000,000: 0.50% $3,000,001+: 0.25%
Account minimum: $500,000 Fee-only: Fee-only firm; compensation solely from clients for advisory services; no commissions or sales-related compensation
Main office location
Birch Investment Management, LLC
2301 Research Park Way
Brookings SD 57006, United States
Number of offices
1
Most active in
Birch Investment Management, LLC has reported serving >5 clients in these states in the last 12 months.
South Dakota
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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