B
Beta Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
16
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
16
LowAverage account size
$0
About
Beta Management LLC refers high‑net‑worth individuals to other registered investment advisers rather than providing direct portfolio management or custody services itself. The firm's brochure notes that a majority of its clientele will be non‑U.S. persons.
Beta's sole function is to vet and recommend outside advisers under a Professional Alliance Agreement; it is compensated by the advisers it refers rather than charging advisory fees to clients directly. The firm says it evaluates recommended firms on professionalism, integrity and competence, and clients retain sole discretion to accept referrals or pursue other providers.
Distinctive aspects include an unusually large non‑U.S. client concentration and an explicit focus on high‑net‑worth clients while excluding non‑HNW individual clients. The brochure also discloses that the sole principal derives substantial income and time from other business activities — operating a New York property management firm that serves international clients and working as a flight attendant — which the firm identifies as occupying a significant portion of her time.
Client services
Selection of other advisers
Main office location
Beta Management LLC
New York NY, United States
Number of offices
1
Most active in
Beta Management LLC has reported serving >5 clients in these states in the last 12 months.
New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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