Best Case Financial
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$1,326,203
Total clients
5
20% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
5
Average account size
$265,241
About
Best Case Financial is a fee-only, registered investment adviser serving individual and high-net-worth clients with wealth management, discretionary investment management, and project-based financial planning. The firm’s planning services cover retirement, estate planning, tax planning, college savings, business planning, cash‑flow and insurance reviews, and other common financial planning topics.
The firm implements portfolios grounded in Modern Portfolio Theory, combining passive and active strategies and an emphasis on asset allocation across stocks, bonds, mutual funds, ETFs, and municipal and government securities. Clients receive ongoing account supervision with discretionary trading authority, and the firm offers a detailed financial plan at a client’s election as part of its wealth management relationship.
The practice is recently registered and operates at a notably small scale—managing about $1.33 million for five clients—relative to typical independent advisers. It relies on institutional custodial platforms (Charles Schwab and Altruist, including Altruist’s digital onboarding) for execution and custody, and the firm’s principal holds the CFP® designation and an MBA.
Client services
Financial planning
Portfolio management
Expertise
Wealth management
Cash flow / budgeting
College savings (529s, UTMA, etc.)
Retirement income strategy
Fee options
Project-based financial planning fees range from $800 to $2,800, negotiable.
$0 - $300,000: $3,000 fixed annual fee Above $300,000+: 1.00% annually (negotiable)
Minimum fee: $3,000 annually for investable assets below $300,000 Fee-only: Fee-only firm; compensation solely from clients; no commissions or sales-related compensation.
Main office location
Best Case Financial
Fillmore IN, United States
Number of offices
1
Most active in
Best Case Financial has reported serving >5 clients in these states in the last 12 months.
Indiana
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")