Berone Capital LLC

Berone Capital provides discretionary investment supervisory and portfolio management services to a small mix of individual and institutional clients, including high‑net‑worth individuals, pooled investment vehicles, pension and profit‑sharing plans, foundations and not‑for‑profit entities. Client accounts are managed on an individualized basis and may be custodied through the adviser’s clearing relationship or a qualified custodian selected by the client.

The firm follows a flexible, opportunity‑driven investment program that combines global macro and event‑driven ideas with fundamental, technical and sentiment analysis, applying proprietary selection criteria across public equities, fixed income, REITs, options and new‑issue/IPO allocations. Strategies may include long/short positions, short selling, derivatives and margin use, with hold periods ranging from months to years and an emphasis on due diligence.

Notable distinctions include the firm’s small scale — approximately $4.09 million in discretionary AUM across five client accounts — and an uncommon two‑year lock‑up on initial brokerage contributions that restricts withdrawals during that period. Management includes professionals with prior trading and registered‑representative experience, and the adviser discloses practices such as trade aggregation and the potential to compensate third‑party solicitors, which present operational and conflict‑of‑interest considerations for prospective clients.