Berlin Wealth Group Advisors
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$1,420,000
Clients
13
0% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
13
LowAverage account size
$109,231
About
Berlin Wealth Group Advisors serves individual investors and retirement plan sponsors, providing discretionary portfolio management, complementary comprehensive financial planning with managed accounts, and qualified retirement plan consulting including ERISA Section 3(21) non‑discretionary services. It also offers standalone financial planning on an hourly basis where requested.
The firm follows a tactical allocation approach that combines fundamental and technical analysis and may use a broad range of instruments—including listed and foreign securities, mutual funds, options, short sales and margin transactions—to pursue risk adjustment and sector tilts. Portfolio actions are customized to client objectives and can include rebalancing, sector overweighting, harvesting gains or losses, and the use of cash as a hedge.
Noteworthy features relative to peers include a modest asset base and small client count (roughly $1.42 million in AUM across about 13 clients) coupled with the capability to offer performance‑based fee arrangements to qualified clients, a practice that is uncommon among supported firms. The firm is organized outside the United States and provides ERISA plan consulting under non‑discretionary terms, both of which are less typical for firms in this category and may affect suitability and engagement structure.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
Active portfolio management
Retirement plans for business owners (SEP, solo 401k)
Income planning
General tax planning
Fee options
$0+: up to 3% per annum (negotiable, depends on type/complexity and size of account) $0+: up to 1.0% per annum for Qualified Retirement Plan Consulting fees (negotiable; may have minimum/maximum quarterly fee)
$200 per hour for additional non-investment duties related to Qualified Retirement Plan Consulting; $200 per hour for standalone financial planning services
20% of gains in excess of the S&P 500 index quarterly, subject to a high water mark, for qualified clients meeting financial thresholds
Most active in
Berlin Wealth Group Advisors has reported serving >5 clients in these states in the last 12 months.
District of Columbia · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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