Berkeley Investment Advisors
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$25,327,398
Total clients
28
46% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
28
Average account size
$904,550
About
Berkeley Investment Advisors provides continuous investment supervisory services and broader wealth‑management advice, including guidance on real estate investing and specialized strategies. The firm serves individual, institutional and corporate clients with a stated focus on high‑net‑worth individuals, reporting about $25.3 million in assets under management across 28 client accounts and a current new‑account minimum of $200,000.
The firm’s investment approach is value‑oriented and risk‑focused, combining fundamental analysis, quantitative factor screens and diversification across tailored portfolios (short‑term income, long‑term income, tax‑exempt, low‑volatility ETF income, real‑estate inflation protection, defensive and international equity, and a rules‑based allocation timing system). Implementation relies on ETFs, closed‑end funds, REITs and other income vehicles, and the firm may use hedging strategies and derivatives (including inverse ETFs) and, for accounts outside its wrap arrangement, margin, options and OTC securities; clients can access a performance reporting tool to calculate and compare returns.
Noteworthy operational features that distinguish the firm from many peers include its status as a licensed California real estate broker (and the related practice of representing clients in real estate transactions for commission), sponsorship of a wrap fee program that affects trade execution and fee allocation, and the firm’s disclosure and presentation of past performance with client reporting tools. These elements—real‑estate brokerage activity, use of leverage and derivatives in separately managed accounts, and active wrap‑program sponsorship—are uncommon among independent advisers of similar scale.
Client services
Financial planning
Portfolio management
Newsletters or periodicals
Expertise
Real estate investing
Active portfolio management
Retirement income strategy
Wealth management
Occupation focus
Retired
Fee options
$0 - $500,000: 1.50% $500,000 - $1,000,000: 1.00% $1,000,000+: 0.75%
Account minimum: $200,000 Minimum fee: $3,500 annually for Full Discretion service; $6,000 annually for Advisory service (minimum fees may be waived for additional accounts by same client/group) Fee-only: Fees based solely on assets under management; no commissions earned by Berkeley Investment Advisors
Main office location
Berkeley Investment Advisors
201 Spear Street, Suite 1100
San Francisco CA 94105, United States
Number of offices
1
Most active in
Berkeley Investment Advisors has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Real estate agent
They facilitate real estate transactions and may earn commissions.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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