Berkeley Capital Management, LLC logo

Berkeley Capital Management, LLC

Updated today

Client assets under management

$119,610,170

Clients

354

9% high-net worth

Advisors

3

of 5 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

118

Very High

Average account size

$337,882

About

Berkeley Capital Management provides discretionary investment management, financial planning, and ERISA 3(21) retirement plan consulting to individuals, trusts, businesses, and retirement plans. The firm manages customized separately managed accounts and delivers written or verbal financial planning, with services recently expanded to include formal financial planning engagements and retirement plan services.

Investment decisions are driven by a bottom-up, fundamental analysis with a long-term orientation, and portfolios may include equities, fixed income, mutual funds, ETFs, certificates of deposit, and option strategies. Berkeley implements both conservative option approaches and more active options writing (including covered, uncovered, and spreading strategies) within client accounts, and it may aggregate trades across accounts when executing the same security for multiple clients.

Noteworthy features for a small, supported firm include active use of derivatives/options in separately managed accounts — a practice that is relatively uncommon among peers — and the recent addition of ERISA retirement-plan services and standalone financial planning. The firm also discloses potential conflicts of interest from ancillary services provided to some clients (tax and accounting) and relies on a primary custodian relationship that supplies institutional trading, custody, and operational support.

Client services

Financial planning Portfolio management

Expertise

Active portfolio management Options & derivatives strategies

Fee options

Fixed

$500 to $3,000 depending on complexity for stand-alone financial planning services

Percentage

$0 - $399,999: 1.20% $400,000 - $999,999: 1.00% $1,000,000+: 0.80%

Main office location

Berkeley Capital Management, LLC

1502 Aylward Ave

Ellsworth KS 67439, United States

Number of offices

2

Most active in

Kansas · Missouri · Nebraska · Texas

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Ryan P

Series 65

Ellsworth, KS

Berkeley Capital Management, LLC

Ryan Peschka is a financial advisor at Berkeley Capital Management, LLC, holding a Series 65 designation with 16 years of industry experience. He has worked at Berkeley Capital Management since 2009 and was previously employed at First Bank Kansas from 2014 to 2017. Outside of his advisory role, he performs individual contract work in banking on a limited basis. Berkeley Capital Management provides customized, discretionary investment and portfolio management services to individuals, trusts, businesses, and retirement plans, serving both accredited and non-accredited investors. The firm employs a bottom-up, fundamental research approach with a long-term value orientation and utilizes a range of investment instruments including equities, fixed income, mutual funds, ETFs, and derivatives within client mandates.

Active portfolio management Options & derivatives strategies
user avatar

Nicholas R

Series 65

Ellsworth, KS

Berkeley Capital Management, LLC

Nicholas Reinert is a financial advisor at Berkeley Capital Management, LLC with three years of industry experience. He holds a Series 65 designation and has been involved in consulting and farming operations outside of his advisory role. Reinert has worked at Berkeley Capital Management since 2022 and has consulting experience dating back to 2021. Berkeley Capital Management provides customized, discretionary investment and portfolio management services to individuals, trusts, businesses, and retirement plans, managing over $100 million in assets. The firm employs a bottom-up, fundamental research approach with a long-term value orientation and incorporates derivatives and options strategies within client portfolios.

Active portfolio management Options & derivatives strategies
user avatar

Timothy B

CFP®, CFA®, Series 66

Ellsworth, KS

Berkeley Capital Management, LLC

Timothy Burger is a CFP® and CFA® with 14 years of industry experience. He is currently a financial advisor at Berkeley Capital Management, LLC, having joined the firm in 2025 after previous roles at Scout Investments, Inc. and Waddell & Reed, Inc. He holds an active insurance license but does not currently engage in insurance-related business activities. Berkeley Capital Management provides customized, discretionary investment and portfolio management services to individuals, trusts, businesses, and retirement plans. The firm employs a bottom-up, fundamental research approach with a long-term value orientation, utilizing a range of investment instruments and incorporating derivatives and options strategies within client mandates.

Active portfolio management Options & derivatives strategies
Warmer team member

Not sure where to start?

We'll help you think it through – whether you ultimately need an advisor or not.

Call (201) 292-4557

Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.

Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.

For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.

By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev

© 2026 Warmer Holdings Inc. ("Warmer")