Berkeley Advisors, Inc.

Allan Mathis is a CFP® with six years of industry experience, currently serving as an advisor at Berkeley Advisors, Inc. in Atlanta, where he has worked since 2019. Prior to this, he spent four years at UPS. Outside of his advisory role, Mathis volunteers as a youth soccer coach and serves as secretary and on-site property manager for local business-related entities. Berkeley Advisors is a small registered investment adviser serving individuals, trusts, and estates with discretionary portfolio management and financial planning. The firm employs a planning-first approach based on Modern Portfolio Theory, using mutual funds, ETFs, and other instruments, and is notable for sponsoring its own wrap fee program and employing derivatives within separately managed accounts.

Catherine Mathis is a CFP® professional with 20 years of experience in the financial services industry. She is affiliated with Berkeley Advisors, Inc., where she has worked since 2004, and previously spent 12 years at ProEquities, Inc. Outside of her advisory role, she is an author of historical fiction, including a novel set in medieval Portugal titled *Death in Coimbra*. Berkeley Advisors is a small, supported registered investment adviser serving individuals, trusts, and estates with discretionary portfolio management and financial planning. The firm employs a planning-first approach based on Modern Portfolio Theory, using primarily mutual funds and ETFs alongside individual securities and derivatives when suitable.