Berger Wealth Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$55,140,634
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
236
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
236
Average account size
$233,647
About
Berger Wealth Management, LLC provides discretionary asset management to individuals, high-net-worth clients, trusts, estates and business owners, and also offers services to qualified retirement plans. The firm’s services include ongoing portfolio management and ERISA plan services for 401(k), 403(b), pension and profit-sharing plans, including acting as a 3(38) investment manager when engaged.
Investment programs are tailored to documented client goals, time horizons and risk tolerances, and the firm employs methods such as cyclical analysis and modern portfolio theory to construct and monitor portfolios. Accounts are generally managed on a discretionary basis and the firm requires clients to custody assets through Schwab Advisor Services.
The firm is distinctive among independent advisers for managing more than 200 client relationships, an unusually high client load per advisor, and for providing corporate and institutional services and pension consulting that many similar-sized independents do not offer. The adviser also maintains an insurance license and may offer commissionable insurance products for separate compensation, a disclosed potential conflict the firm says it mitigates through procedures and disclosures.
Client services
Portfolio management
Pension consulting
Expertise
Wealth management
Retirement plans for business owners (SEP, solo 401k)
Occupation focus
Founder/Business Owner
Fee options
$0 - $500,000: 1.50% $500,001 - $1,000,000: 1.25% $1,000,001+: 1.00%
Main office location
Berger Wealth Management, LLC
5621 Strand Blvd,, Suite 305
Naples FL 34110, United States
Number of offices
1
Most active in
Berger Wealth Management, LLC has reported serving >5 clients in these states in the last 12 months.
Florida
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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