Berger Asset Management, Inc.

Berger Asset Management provides discretionary portfolio management and advisory services to individuals, corporations, pension and profit‑sharing plans, and estates and trusts. Its services cover a broad range of instruments, including equities, corporate and municipal debt, mutual funds and ETFs, as well as options and limited use of futures for hedging.

The firm follows a fundamental, value‑oriented investment approach that emphasizes large‑ and mid‑capitalization securities and seeks investments believed to be undervalued relative to peers or prospects; portfolios are tailored to each client’s objectives and any client‑imposed restrictions. That approach generally leads to low turnover and multi‑year holding periods, though the firm may use shorter‑term trades, short sales, and option strategies when market conditions warrant, and accounts are reviewed regularly with periodic reporting to clients.

Notably, the firm is affiliated with a pension and profit‑sharing administration and consulting company, and some advisory clients also receive retirement plan administration from that related entity, which can create overlapping client relationships that the firm discloses and monitors. The adviser also serves as trustee for certain clients, a role that triggers custody-related oversight including annual surprise CPA examinations and independent financial audits, and the firm maintains a written Code of Ethics and supervisory processes to address potential conflicts.