B
Berg Investment Planning
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$42,239,995
Clients
112
9% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
112
Very HighAverage account size
$377,143
About
Berg Investment Planning provides investment advisory and financial planning services to individual clients and manages approximately $42.2 million in client assets across about 112 accounts. The firm generally charges percentage-of-AUM fees and delivers portfolio management tailored to individual investor needs.
The firm’s Form ADV Part 2A describes its methods of analysis, investment strategies and the risks of loss, and it outlines periodic account reviews along with the firm’s brokerage and custody practices. The brochure notes the firm may exercise discretionary authority when managing client portfolios and documents its procedures for client reporting and account oversight.
Notably, the ADV includes a section on performance-based fees and side-by-side management, a disclosure that is less common for firms of this size and may indicate particular arrangements or potential conflicts the firm addresses in writing. The brochure also details other financial industry affiliations, custody practices and proxy-voting policies, reflecting an emphasis on formal disclosure of operational practices relative to many peers.
Client services
Portfolio management
Selection of other advisers
Fee options
Main office location
Berg Investment Planning
Berkeley IL, United States
Number of offices
1
Most active in
Berg Investment Planning has reported serving >5 clients in these states in the last 12 months.
Illinois
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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