Ben-David Financial Planning
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$51,208,391
Total clients
20
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
20
Average account size
$2,560,420
About
The firm provides financial planning and portfolio management to individuals, couples, families and business owners, offering customized, goal-oriented advice and investment implementation. Portfolios are primarily built with no-load mutual funds and may include bonds and alternative investments as appropriate to a client’s objectives.
The adviser evaluates client objectives and risk parameters, reallocating portfolios when they fall out of alignment and conducting reviews quarterly or as client circumstances change. The firm generally obtains a limited power of attorney for trade execution but leaves proxy voting and custodial oversight to clients, reflecting a collaborative working relationship in which many decisions are made with client authorization.
Noteworthy features include a fee-only retainer billing model in lieu of a standard percentage-of-AUM fee and an explicit policy of not accepting third-party compensation or performance-based fees. The firm is a solo CFP-practitioner managing roughly $59,000,000 for a small roster of clients, a concentration of assets per client that is uncommon among independent advisors.
Client services
Financial planning
Portfolio management
Expertise
Wealth management
General retirement planning
Occupation focus
Founder/Business Owner
Fee options
Minimum fee: Fixed retainer billed quarterly, typically $2,500 - $5,000 per quarter ($10,000 - $20,000 per year), can exceed $5,000 per quarter depending on complexity Fee-only: Fixed annual retainer fees based on complexity; no commissions charged
Main office location
Ben-David Financial Planning
Shingle Springs CA, United States
Number of offices
1
Most active in
Ben-David Financial Planning has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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