B
Behage Financial
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$13,694,799
Total clients
14
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
14
Average account size
$978,200
About
Behage Financial is a fee‑only registered investment adviser that serves individuals, small businesses and some high‑net‑worth clients, managing roughly $13.7 million across a small roster of client relationships. The firm offers non‑discretionary portfolio management, financial planning and consultation services, and operates a separate tax‑preparation business it may recommend to advisory clients.
The firm predominantly manages assets on a non‑discretionary basis, constructing diversified portfolios from equities, fixed income, mutual funds, ETFs and other instruments and conducting quarterly reviews with rebalancing as appropriate. Investment decisions are informed by a mix of fundamental, cyclical and technical/charting analysis and require client approval under a limited power‑of‑attorney; advisory fees are charged as a percentage of assets under management.
Distinctive aspects include the adviser’s combination of Certified Financial Planner and Enrolled Agent credentials, which supports integrated tax and investment discussions via the affiliated tax practice—an arrangement less common among independent firms. The primary use of non‑discretionary authority and the firm’s small, concentrated client base also set it apart from peers that more often employ discretionary management or serve larger client rosters.
Client services
Financial planning
Portfolio management
Expertise
General tax planning
College savings (529s, UTMA, etc.)
Fee options
$0 - $200,000: 1.00% $200,001 - $500,000: 0.75% $500,001+: 0.50%
Consultation services starting at $300 per hour; negotiable based on complexity.
Account minimum: $350,000 Fee-only: Investment advisory fees based on assets under management; consultation services hourly at $300/hr starting rate.
Main office location
Behage Financial
1500 E. Hamilton Avenue, Suite 212
Campbell CA 95008, United States
Number of offices
1
Most active in
Behage Financial has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")