Beaulieu & Associates, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$43,000,000
Total clients
63
21% high-net worth
Total advisors
2
of 2 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
32
Average account size
$682,540
About
Beaulieu & Associates is a fee‑based advisory firm that provides discretionary portfolio management and financial planning to individuals, high‑net‑worth clients, and businesses, managing assets for a relatively small client base through a two‑advisor team. The firm offers ongoing investment management, periodic account reviews, and standalone financial planning and consulting engagements.
Portfolios are managed under written investment policy statements with asset allocation, security selection, and monitoring guided by fundamental, technical, charting, and cyclical analysis; the firm implements a range of strategies including long‑ and short‑term holdings, trading, and options activity where appropriate. Client engagements are documented with evaluations such as net worth statements and risk analyses, and the firm coordinates with outside professionals (lawyers, accountants, insurance agents) when needed.
Compared with many peers, the firm’s principal has held broker‑dealer representative registrations in the past and the firm also operates an independent insurance agency that offers annuities and other insurance products (insurance activity is disclosed as a limited portion of business), creating potential commission conflicts that the firm discloses and manages. The firm also markets a packaged, comprehensive service that bundles a written lifetime financial strategy, coordinated reviews (tax, insurance, estate), and ongoing oversight of other financial specialists — a structured program that is less common among similarly sized advisory firms.
Client services
Expertise
Fee options
Flat annual fee of $36,000 for The Personal CEO Experience program
$0 - $2,000,000: 2.00% annually $2,000,001 - $5,000,000: 1.70% annually $5,000,001 - $10,000,000: 0.80% annually $10,000,001+: 0.40% annually
$345 per hour (used for pro rata refund calculation)
Account minimum: $400,000 Minimum fee: $12,000 per year Fee-only: Financial planning and consulting fixed fees ranging from $2,500 to $4,500
Main office location
Beaulieu & Associates, LLC
48 South Road, Unit 15
Somers CT 06071, United States
Number of offices
1
Most active in
Connecticut · Florida
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")