Beacon Asset Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$35,955,230
This total excludes 5 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
129
9% high-net worth
Total advisors
1
of 2 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
129
Average account size
$278,723
About
The firm serves individuals (including high-net-worth clients), trusts, estates, pension and profit-sharing plans, charitable organizations, and business entities. It provides comprehensive financial planning, ongoing portfolio management, and pension consulting, and also offers tax preparation and related bookkeeping services through an affiliated accounting business.
Investment advice is grounded in fundamental analysis and a tailored asset-allocation approach with a buy-and-hold orientation, covering equities, fixed income, ETFs, mutual funds and occasional non-standard assets. Most client accounts are managed on a non-discretionary basis (approximately $33.6M non-discretionary versus $2.34M discretionary as of 12/31/2025), with discretionary authority used only in specific circumstances under a written investment policy.
Noteworthy operational features include the firm’s willingness to accept custodial arrangements or act in a custodial capacity when serving as trustee or conservator or when clients provide standing letters of authorization, resulting in custody being deemed for certain accounts. The combination of an affiliated tax-preparation/bookkeeping practice, pension-plan services that can include acting as a plan fiduciary and providing participant-level advice and education, and use of Schwab’s institutional platform with due diligence on non-traded investments differentiates its service mix from many peers.
Client services
Financial planning
Portfolio management
Pension consulting
Fee options
$50,000 - $150,000: 1.50% $150,001 - $500,000: 1.25% $500,001 - $1,000,000: 1.00% $1,000,001+: 0.75%
Financial planning and pension consulting services at $120 per hour
Account minimum: $50,000 minimum for supervisory services; individuals with net worth of at least $250,000 or annual income greater than $75,000 sought Fee-only: Financial planning fees at $120 per hour or negotiated on limited basis; pension consulting fees may be hourly at $120 per hour, follow asset fee schedule, or be separately contracted
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Main office location
Beacon Asset Management
Owensboro KY, United States
Number of offices
1
Forms ADV
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