Baucom Wealth Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$5,282,670
Total clients
20
30% high-net worth
Total advisors
1
of 3 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
20
Average account size
$264,134
About
Baucom Wealth Management LLC provides discretionary investment management and comprehensive wealth management services, including financial planning, to individuals, high‑net‑worth clients, trusts and estates. The firm manages roughly $5.28 million in discretionary assets across about 20 client relationships and generally charges fees based on assets under management.
The firm applies Modern Portfolio Theory and fundamental analysis to construct principally long‑term, diversified portfolios that emphasize low‑cost mutual funds, with ETFs, individual stocks and bonds used as appropriate; it also provides retirement‑account advice and may retain legacy positions for tax or fit reasons. Accounts are monitored on a regular basis and the manager may rebalance or execute shorter‑term trades to address client objectives or cash needs.
A noteworthy characteristic is the firm’s affiliation with an accounting practice under common ownership, and the advisory practice may refer clients to that affiliated tax and accounting service as a separate engagement (clients are not required to use it). The firm is a single‑advisor practice whose principal holds both CFP and CPA credentials, spends a meaningful portion of time in the affiliated accounting business, and maintains an institutional custodian relationship that provides software and support to the advisory practice.
Client services
Financial planning
Portfolio management
Expertise
Wealth management
Retirement plans for business owners (SEP, solo 401k)
General tax planning
Fee options
$0 - $1,000,000: 1.00% annually $1,000,001 - $2,500,000: 0.75% annually $2,500,001 - $5,000,000: 0.50% annually $5,000,001+: 0.25% annually
Account minimum: $250,000 Fee-only: Wealth management fees plus standalone financial planning fees up to $750 per quarter (ongoing engagements)
Main office location
Baucom Wealth Management LLC
101 W Goodwin Ave, Suite 560
Victoria TX 77901, United States
Number of offices
1
Most active in
Baucom Wealth Management LLC has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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