Bateman Capital Management, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$1,026,259
Total clients
8
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
8
Average account size
$128,282
About
Bateman Capital Management is a small, independent advisory firm that serves individual clients through ongoing, discretionary portfolio management. The firm manages roughly $1.0 million across a handful of accounts and documents each client’s goals, tax considerations, and risk tolerance in a written Investment Policy Statement.
BCM’s investment work is grounded in fundamental analysis and includes both long‑term and short‑term trading across mutual funds, equities, fixed income (including TIPS), ETFs, REITs, options, and non‑U.S. securities. Accounts are monitored regularly with periodic reviews tied to clients’ investment policies and changes in financial circumstances.
Compared with similar solo independent advisers, BCM’s practices are notable for offering performance‑based fee arrangements to qualified clients and for utilizing derivatives (options) and borrowing/margin in managed accounts, all conducted through a required custodian relationship with Interactive Brokers. The brochure discloses that performance fees are calculated and withdrawn via the custodian and describes procedures intended to manage the potential conflicts and risks those arrangements can create.
Client services
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Real estate investing
Fee options
1.00% annually
20% of net profits above a high water mark (negotiable)
Main office location
Bateman Capital Management, Inc.
422 Delaware Street, Suite B
Leavenworth KS 66048, United States
Number of offices
1
Most active in
Bateman Capital Management, Inc. has reported serving >5 clients in these states in the last 12 months.
Kansas · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")