Baskets Capital LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$13,817,389
Clients
48
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
48
HighAverage account size
$287,862
About
Baskets Capital LLC is a small independent advisory firm that provides customized portfolio management and discretionary investment advice to individuals and other account types, including trusts, pension plans and business entities. The firm manages roughly $13.8 million across about 48 client accounts and typically charges percentage‑of‑assets management fees.
The firm conducts initial in‑depth client meetings to build individualized investment programs and performs ongoing discretionary management with at least quarterly reviews. Investment methods combine fundamental and technical (charting) analysis and the firm uses a mix of ETFs, mutual funds, individual equities and fixed income while routinely employing strategies such as long‑ and short‑term positions, option writing (covered calls and spreads) and margin transactions alongside cash and money‑market placements.
Compared with many peers that focus primarily on buy‑and‑hold equity allocations, Baskets Capital’s routine use of technical analysis, option strategies and margin trading is atypical for an independent solo practice and introduces additional market and leverage risks. The brochure also highlights a $100,000 account minimum (with household aggregation and discretionary waivers), a limited operating history, and dependence on key personnel, all of which the firm identifies as potential operational concentrations.
Client services
Portfolio management
Expertise
Options & derivatives strategies
Passive / index investing
Fee options
$0 - $500,000: 1.50% $500,001+: 1.00%
Account minimum: $100,000
Main office location
Baskets Capital LLC
Pflugerville TX, United States
Number of offices
1
Most active in
Baskets Capital LLC has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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