Baseline Investments, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$9,000,000
Total clients
78
62% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
78
Average account size
$115,385
About
Baseline Investments, LLC provides discretionary portfolio management and financial planning primarily for individual clients (including high-net-worth individuals) and business entities. The firm prepares an Investment Policy Statement for each client and offers services such as asset allocation, asset selection, and ongoing portfolio monitoring.
Baseline uses both fundamental and technical analysis and implements a mix of long-term, short-term, and options trading strategies, including covered, uncovered, and spread option positions. Investment decisions are made under discretionary authority and accounts are maintained at Schwab Institutional, with asset-based fees withdrawn from client custodial accounts in arrears.
Noteworthy aspects of the firm include the principal’s outside affiliations—serving as a managing member of Greenwood Wealth Management, LLC and AEIOH, LLC, and being separately registered with Greenwood—while the brochure states those outside activities will not be offered to Baseline clients. The firm’s explicit use of uncovered options and related strategies, which can involve margin or borrowing in managed accounts, combined with a no-account-minimum policy and fixed-fee financial planning options, distinguish its practice from many small independent advisers.
Client services
Financial planning
Portfolio management
Expertise
Options & derivatives strategies
Fee options
Financial planning fixed fees range from $1,000 to $5,000
1.00% annually
Main office location
Baseline Investments, LLC
580 California Street, 12 Th Floor
San Francisco CA 94104, United States
Number of offices
1
Most active in
Baseline Investments, LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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