Barth Capital LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$3,584,203
Clients
8
100% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
8
Very LowAverage account size
$448,025
About
Barth Capital provides discretionary investment management to high‑net‑worth individuals, trusts, and a range of institutional clients including sovereign entities, pension funds, corporations, financial institutions, endowments and fund‑of‑fund vehicles. Services are delivered through tailored managed accounts and a multi‑strategy, market‑timing absolute‑return approach that can include equities, fixed income, closed‑end funds, ETFs and derivatives.
The firm pursues positive absolute returns using both long and short positions, quantitative and fundamental screening for undervalued opportunities, and active trading that can include options and other derivatives; it performs regular account monitoring and delivers monthly to periodic reporting. Its disclosure highlights material risks associated with short selling, high trading activity, liquidity and valuation challenges, and the potential for significant loss inherent in its strategies.
Barth Capital is atypical among independent firms because it accepts performance‑based compensation and applies a high‑water‑mark and trade‑allocation policies to mitigate conflicts from side‑by‑side management. The firm also notes it does not serve non‑high‑net‑worth retail individuals, does not receive brokerage commissions or participate in soft‑dollar arrangements, and makes Interactive Brokers’ Portfolio Line of Credit available to qualified clients.
Client services
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Tax-loss harvesting
Fee options
Performance fee of 10% of profits (performance-based fee allocation) with High Water Marking applied
Account minimum: $1,000,000 (generally; may waive or change at sole discretion) Fee-only: Management fee of 1% annually
Main office location
Barth Capital LLC
Boston MA, United States
Number of offices
1
Most active in
Barth Capital LLC has reported serving >5 clients in these states in the last 12 months.
Massachusetts
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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