Baron Financial Advisors, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
26
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
26
TypicalAverage account size
$0
About
Baron Financial Advisors, LLC is a small, independent registered investment adviser led by a single advisor that offers individualized financial planning and referral/co‑advisory services to individuals (including high‑net‑worth clients) and corporations or other business entities. The firm does not directly custody or manage client investment assets and instead arranges investment management through recommended third‑party advisers.
The firm’s process begins with client interviews and questionnaires to develop tailored financial plans and asset‑allocation recommendations, and it maintains ongoing monitoring of recommended third‑party advisers. In co‑adviser arrangements (for example, with Matson Money, Inc.) the third‑party adviser is responsible for portfolio management, trading, reporting, and custody while the firm retains a non‑discretionary advisory and monitoring role.
Baron is atypical among similar independent solo firms in that the owner is a licensed insurance agent and the firm discloses affiliations with insurance companies and the potential to receive commission compensation for insurance products. The firm also discloses that it may receive a portion of a third‑party adviser’s management fee when acting as co‑advisor, and states it seeks to address those referral incentives through disclosure, fiduciary duties, and its code of ethics.
Client services
Financial planning
Selection of other advisers
Expertise
General estate planning guidance
Cash flow / budgeting
Fee options
Fixed fee between $500 and $10,000 for financial planning services, negotiable
Minimum fee: Fixed fee between $500 and $10,000 for financial planning services, negotiable
Most active in
Baron Financial Advisors, LLC has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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