Baroldi Wood Mance Financial Advisors, LLC

Baroldi Wood Mance Financial Advisors provides individualized investment advisory and asset management services to individuals (including high‑net‑worth clients), trusts, retirement plans and business entities. The firm constructs and monitors portfolios using a mix of equities, fixed income, mutual funds, ETFs and other instruments, and offers ongoing portfolio review and implementation as part of its asset management service.

The firm describes a multi‑disciplinary approach that combines fundamental, technical, quantitative, sector and cyclical analysis and employs asset‑allocation strategies ranging from strategic to tactical and core‑satellite. Portfolios may include options and margin transactions where appropriate, and the firm reports that it manages essentially all assets on a non‑discretionary basis — reporting $0 in discretionary and $69,161,081 in non‑discretionary assets as of 12/31/2024 — obtaining client approval prior to executing trades and reviewing accounts at least quarterly.

What distinguishes the firm from many peers is its connection to accounting practice expertise: the firm’s principals are licensed CPAs and provide income‑tax preparation and accounting services through an affiliated accounting firm under separate engagement agreements. It is also relatively uncommon among similar advisers to combine a primarily non‑discretionary management model with explicit use of derivatives and option strategies in managed accounts.