Barnegat Bay Capital Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$109,935,867
This total excludes 3 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
65
55% high-net worth
Total advisors
1
of 2 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
65
Average account size
$1,691,321
About
Barnegat Bay Capital Management provides investment supervisory services, occasional financial planning, and one-time portfolio reviews to individuals, trusts, estates, charitable organizations, foundations, and business entities. The firm manages client assets on both a discretionary and non-discretionary basis and documents client investment parameters, risk tolerance, and objectives as part of its engagement process.
As a fiduciary, the firm tailors portfolios to individual goals and time horizons and uses a mix of fundamental, charting, and cyclical analysis to inform long- and short-term purchase decisions. It primarily allocates among exchange-traded funds, no-load mutual funds, and individual equity and debt securities, and maintains ongoing quarterly portfolio reviews and written Client Appraisals prepared and reviewed by the firm’s sole professional investment manager.
Compared with many peers, the firm combines a small, single-manager structure with an institutional investment background and offers services that go beyond standard portfolio management, including occasional comprehensive financial plans, client portfolio workshops or educational seminars, and the ability to advise on private placements and hedge fund investments. The brochure also notes operational features such as fee-only billing, the use of a recommended custodian (with software support), regular quarterly and monthly reporting, and the practice of clients receiving proxy materials directly rather than the adviser voting securities.
Client services
Financial planning
Portfolio management
Educational seminars or workshops
Expertise
Wealth management
Passive / index investing
Private / alternative investments
Fee options
Fixed fee of $3,000 for occasional financial planning and portfolio reviews under $500,000
$0 - $7,500,000: 1.00% annually $7,500,001 - $15,000,000: 0.90% annually $15,000,001+: Negotiable
Account minimum: $1,000,000 Minimum fee: Occasional portfolio review fixed fee of $3,000 for portfolios less than $500,000 Fee-only: Fee-only advisory firm, no commissions accepted
Most active in
Barnegat Bay Capital Management LLC has reported serving >5 clients in these states in the last 12 months.
New Jersey · Pennsylvania
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")