Banyan Lake Capital LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$930,000
Clients
2
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
2
Very LowAverage account size
$465,000
About
Banyan Lake Capital provides discretionary asset management, financial planning and consulting, and public seminars and workshops for individuals, high‑net‑worth clients, and business entities. The firm delivers ongoing portfolio management and tailored planning services rather than brokerage execution or third‑party advisor selection.
Banyan Lake’s investment program is goal‑based and discretionary, aligning asset allocation and security selection with each client’s objectives and risk tolerance using methods such as fundamental and technical analysis and Monte Carlo planning. Portfolios are monitored periodically and may employ a range of strategies—from long‑term holdings to shorter‑term trades and options—while adhering to documented client restrictions.
What distinguishes Banyan Lake from many peers is its offering of performance‑based fee arrangements for qualified clients and its regular educational seminars and workshops, features that are statistically uncommon among independent advisors. The firm operates at a modest scale with a very limited client base and concentrates on higher‑net‑worth and institutional clients rather than mass‑market retail investors.
Client services
Financial planning
Portfolio management
Educational seminars or workshops
Consultation services
Expertise
Retirement income strategy
Wealth management
Options & derivatives strategies
Occupation focus
Executive
Founder/Business Owner
Demographic focus
HENRY (High Earners, Not Rich Yet)
Fee options
Up to $5,000 for financial planning; up to $1,000 for seminars and workshops
1.5% annually
$225 per hour
15% of quarterly portfolio performance gains above high-water mark, charged quarterly
Account minimum: $200,000
Main office location
Banyan Lake Capital LLC
San Mateo CA, United States
Number of offices
1
Most active in
Banyan Lake Capital LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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