Bantam Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$30,500,000
Total clients
3
100% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
3
Average account size
$10,166,667
About
Bantam Inc. provides investment management and financial planning primarily to ultra‑high‑net‑worth individuals and families (typically requiring at least $10 million under management), along with select institutional clients and high‑trajectory athletes; the firm generally does not serve non‑HNW individual clients. Its service suite includes discretionary portfolio management (risk‑asset and fixed‑income strategies), pension consulting, financial planning, and non‑fiduciary CFO services targeted to athletes.
The firm combines fundamental, quantitative, technical, and macroeconomic analysis and uses AI to augment its research, while firm personnel retain final investment decision authority; portfolios range from concentrated, sector‑oriented risk portfolios to fixed‑income allocations, and the firm may move portfolios to cash when judged prudent. Bantam’s client work is IPS‑driven and begins with in‑depth investor profiling, with ongoing engagement through quarterly reviews and near‑daily communications via investor letters, a subscription newsletter, and messaging channels.
Compared with many solo independent advisers, Bantam sponsors and manages a private digital‑assets hedge fund and acts as a private fund manager, and it explicitly discloses and seeks to manage the conflicts that creates by not recommending that fund to advisory clients. The firm also offers pension consulting alongside its private‑client focus and operates an Athlete Vertical that combines educational content with tailored CFO and asset‑management services for NIL‑earning and professional players.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Expertise
College savings (529s, UTMA, etc.)
Occupation focus
Professional Athlete
Executive
Demographic focus
HENRY (High Earners, Not Rich Yet)
Fee options
$5,000 fee for drafting an Investment Policy Statement (IPS), payable in advance and non-refundable but can be waived; fixed fees for pension consulting, financial planning, and non-trading investment consulting negotiated per engagement.
0.25% annually for Fixed Income discretionary portfolios; Risk Asset portfolio fees range from 0.25% to over 2.00%, negotiable, no set tiers provided
Hourly fees for financial planning, consulting, and investment audit services range from $30 to $2,000 per hour depending on staff level.
Account minimum: $10,000,000 Fee-only: Hourly fees range from $30 to $2,000 per hour depending on personnel; most financial planning/consulting work between $700 and $800 per hour blended rate; fixed fees for pension consulting and financial planning also offered, amounts negotiated per engagement; non-trading investment consulting fees are fixed annual fees negotiated with client, payable monthly in advance; CFO services fixed fees typically $8,000 to $40,000 per year.
Main office location
Bantam Inc.
107 East Meadowbrook Lane
Staatsburg NY 12580, United States
Number of offices
1
Most active in
Bantam Inc. has reported serving >5 clients in these states in the last 12 months.
New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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