B
Ballers and Associates
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$0
Total clients
3
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
3
Average account size
$0
About
Ballers and Associates works with clients who have obtained legal judgments or settlements and connects them with third‑party investment advisers rather than providing direct portfolio management. The firm screens and refers clients to partner advisory firms, including arrangements with Wells Fargo and other advisors, and does not take custody of client funds or sponsor wrap fee programs.
Ballers and Associates does not perform investment analysis or implement trading strategies; the investment adviser selected by the client develops and manages the investment plan, provides account statements, and handles ongoing monitoring. The firm is paid through referral arrangements with those partner advisers and provides the required solicitor disclosure materials to clients instead of billing clients directly.
The firm’s principal maintains an active law practice and the advisory business is affiliated with that law practice, creating a legal‑centric referral niche that is uncommon among independent advisory firms. Because Ballers and Associates neither manages individual portfolios nor serves typical retail individual clients directly, its solicitor/partnership model and law‑firm affiliation distinguish it from peers.
Client services
Selection of other advisers
Occupation focus
Attorney
Main office location
Ballers and Associates
Grosse Pointe Shores MI, United States
Number of offices
1
Most active in
Ballers and Associates has reported serving >5 clients in these states in the last 12 months.
Michigan
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Lawyer
They provide legal services, typically billed separately.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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