Balfour Capital Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$6,796,144
Total clients
18
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
18
Average account size
$377,564
About
Balfour Capital Management provides investment advisory and financial planning services to individuals, high‑net‑worth clients, trusts, estates and business entities, and the firm’s brochure also identifies pensions and corporations among its client types. Offerings include comprehensive and limited personal financial planning, a dedicated business wealth consulting service for closely held companies, and discretionary and non‑discretionary portfolio management.
The firm’s investment process blends fundamental, technical and cyclical analysis to build diversified portfolios that typically emphasize low‑cost mutual funds and ETFs while also employing REITs, individual securities, bonds and options when appropriate. BCM describes a generally long‑term orientation with tactical rebalancing, ongoing due diligence, regular account reviews, and the use of unaffiliated independent managers when a client’s objectives warrant.
Distinctive aspects noted in the brochure include the explicit business‑focused consulting program that addresses cash flow, tax and benefit plan analysis, succession planning and retirement‑plan matters—services that align the firm with corporate and pension clients more often than many peers its size. The firm reports roughly $6.8 million in assets under management, reflecting a relatively small, consultative practice that may use external managers for specialized mandates.
Client services
Financial planning
Portfolio management
Selection of other advisers
Expertise
Wealth management
Concentrated stock management
Options & derivatives strategies
Business sale tax planning
Retirement plans for business owners (SEP, solo 401k)
Occupation focus
Founder/Business Owner
Executive
Fee options
Financial planning and consulting fees with maximums: Comprehensive Personal Financial Planning up to $10,000, Limited Scope Planning up to $5,000, Business Wealth Consulting up to $30,000.
$0 - $1,000,000: 1.50% $1,000,001 - $2,000,000: 1.25% $2,000,001 - $5,000,000: 1.00% $5,000,001 - $10,000,000: 0.75% $10,000,001+: 0.50%
Account minimum: $100,000 Fee-only: Investment advisory fees billed quarterly in advance based on AUM; Financial planning fees up to $10,000 annually; Limited Scope Planning fees up to $5,000 annually; Business Wealth Consulting fees up to $30,000 annually.
Main office location
Balfour Capital Management
Rochester NY, United States
Number of offices
1
Most active in
Balfour Capital Management has reported serving >5 clients in these states in the last 12 months.
New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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