Balanced Wealth Management, LLC.

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Client assets under management

$96,750,354

Clients

243

7% high-net worth

Advisors

of 4 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

122

Very High

Average account size

$398,150

About

Balanced Wealth Management is a small, two-advisor registered investment adviser managing roughly $102 million for individuals, high-net-worth clients, trusts, estates, and retirement plans. The firm offers discretionary wealth management, portfolio management using mutual funds and ETFs, financial planning, and retirement plan advisory services including participant account management through third‑party platforms.

The firm’s investment process emphasizes fundamental analysis and long‑term portfolio construction tailored to each client’s goals and risk tolerance, with flexibility to rebalance or trade shorter‑term when warranted. Balanced Wealth may use automated managed programs and unaffiliated sub‑advisors for implementation and rebalancing, and evaluates funds and securities through an internal due‑diligence process before inclusion in client portfolios.

Notably, several of the firm’s advisory personnel are licensed insurance professionals and may receive commission compensation for insurance product sales, a conflict the brochure discloses and that the firm says clients are not required to accept. For a firm of its size, it also highlights ERISA fiduciary retirement plan work that includes plan governance services plus participant education, on‑site advisor visits and participant surveys, and it maintains an institutional relationship with a large custodian and AMP provider for managed account delivery.

Client services

Financial planning Portfolio management Pension consulting Selection of other advisers

Expertise

Wealth management Retirement plans for business owners (SEP, solo 401k)

Fee options

Fixed

Fixed engagement fees for financial planning services, negotiable

Percentage

$0 - $500,000: 1.50% $500,001 - $999,999: 1.15% $1,000,000 - $1,999,999: 1.00% $2,000,000 - $2,999,999: 0.85% $3,000,000 - $3,999,999: 0.70% $4,000,000 - $4,999,999: 0.55% $5,000,000+: 0.50%

Project-based

Up to $175 per hour for financial planning services

Other

Account minimum: $5,000 Fee-only: Hourly rate up to $175 per hour; also fixed fees for financial planning engagements, negotiable

Main office location

Balanced Wealth Management, LLC.

378 Main Street, Suite 105

East Greenwich RI 02818, United States

Number of offices

Most active in

Massachusetts · Rhode Island

Disclosures

Business activities & affiliations

Is not active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

LinkedIn Facebook X Website (401) 398-2000

Advisors at this firm

Robert A

CFP®, Series 63, Series 65

East Greenwich, RI

Balanced Wealth Management, LLC.

Robert Auclair is a CFP® professional with 20 years of experience in the financial industry. He has worked at Balanced Wealth Management, LLC since 2015 and at Randall Financial Group, LLC since 2005. In addition to advisory services, he provides tax preparation services during tax season under Balanced Wealth Management, LLC, separate from his advisory role. Balanced Wealth Management, LLC offers investment advisory and financial planning services to individuals, trusts, estates, and retirement plans. The firm emphasizes long-term, fundamental analysis and utilizes a range of investment strategies, including mutual funds, ETFs, and third-party sub-advisors, while also providing ERISA-level retirement plan fiduciary services.

Wealth management Retirement plans for business owners (SEP, solo 401k)

William H

Series 66

East Greenwich, RI

Balanced Wealth Management, LLC.

William Herbert is a financial advisor with Balanced Wealth Management, LLC, holding a Series 66 designation and two years of industry experience. Prior to joining Balanced Wealth Management, he worked at Primerica Advisors and has been associated with Guardian Life Insurance Company in an insurance sales capacity. Balanced Wealth Management, LLC provides investment advisory and financial planning services to individuals, trusts, estates, and retirement plans. The firm offers customized, discretionary investment management with a long-term, fundamental analysis approach and includes licensed insurance professionals who may implement insurance recommendations alongside their advisory services.

Wealth management Retirement plans for business owners (SEP, solo 401k)

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