B
Balanced View Capital, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$20,600,453
Clients
18
39% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
18
LowAverage account size
$1,144,470
About
Balanced View Capital provides portfolio management services to individual and high‑net‑worth clients, managing roughly $20 million for a small client base. The firm offers both discretionary and non‑discretionary advisory services across equities, options, fixed income, ETFs and mutual funds.
The investment process draws on fundamental, technical, quantitative analysis and modern portfolio theory to build concentrated portfolios that typically hold fewer than 30 positions, a approach that can produce volatility above broad market benchmarks. For clients with appropriate risk tolerance the firm may use options and margin strategies and documents client objectives and restrictions in an Investment Policy Statement; it also reserves the right to end relationships if client‑imposed restrictions prevent proper servicing.
Distinctive features include an offered performance‑based fee option for qualified clients that shares in capital appreciation and uses a high‑water‑mark, a structure the firm discloses and manages for conflicts of interest. The firm also notes flexibility on account minimums, the potential to hold a sizable cash allocation in uncertain markets, and custodial and trade execution arrangements through Schwab Institutional with accompanying research/soft‑dollar benefits.
Client services
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Fee options
$0 - $500,000: 2.00% $500,000+: 0.50%
Quarterly fee of 0.125% (0.5% annualized) of AUM plus 15% of capital appreciation with high water mark
Account minimum: $500,000
Main office location
Balanced View Capital, LLC
Westport CT, United States
Number of offices
1
Most active in
Balanced View Capital, LLC has reported serving >5 clients in these states in the last 12 months.
Connecticut
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
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