Babin Wealth Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$28,581,700
Clients
105
8% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
105
Very HighAverage account size
$272,207
About
Babin Wealth Management is a fee-only independent adviser that provides investment management and ongoing financial planning to individuals and businesses. Founded in June 2024 and led by a sole principal who serves as the firm’s CEO and Chief Compliance Officer and holds the CFP® designation, the firm manages roughly $28 million for about 105 clients.
The firm’s investment process emphasizes asset allocation and Modern Portfolio Theory, combining passive and active strategies with fundamental analysis and mutual fund/ETF scrutiny to tailor portfolios to clients’ goals and risk tolerance. Accounts are typically managed on a discretionary basis and financial planning engagements produce written comprehensive plans with ongoing monitoring and client collaboration.
Noteworthy aspects highlighted in the brochure include the firm’s use of client testimonials in advertising, a practice that is uncommon among independent advisers, and an explicit trading policy of implementing client orders individually rather than aggregating block trades. The principal’s prior experience at established broker/dealers and asset-management firms, plus prior business ownership, and the firm’s stated policy not to sell insurance products are additional distinguishing details.
Client services
Financial planning
Portfolio management
Expertise
Business sale tax planning
Cash flow / budgeting
College savings (529s, UTMA, etc.)
Retirement income strategy
Occupation focus
Founder/Business Owner
Executive
Demographic focus
Mid-Career Professionals
Fee options
Initial financial planning fee up to $4,000; ongoing financial planning fees paid monthly ($100 to $300)
$0 - $1,000,000: 1.35% $1,000,001 - $5,000,000: 1.00% $5,000,001+: 0.80%
Hourly rate up to $300; used to calculate ongoing financial planning fees
Minimum fee: Initial financial planning fee up to $4,000; recurring monthly fees ranging from $100 to $300 Fee-only: Fee-only firm; no commissions or other sales-related compensation
Main office location
Babin Wealth Management
15051 N Kierland Blvd, Floor 3
Scottsdale AZ 85254, United States
Number of offices
1
Most active in
Babin Wealth Management has reported serving >5 clients in these states in the last 12 months.
Arizona · California · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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