BA Global Capital
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$40,000
Clients
2
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
2
Very LowAverage account size
$20,000
About
B.A. Global Capital is a state-registered investment adviser that provides portfolio management, financial planning, and educational seminars to individuals as well as a range of institutional clients, including pension and profit‑sharing plans, charitable organizations, and corporations. The firm offers continuous portfolio management and a variety of planning engagements (hourly, project‑based, and ongoing) tailored to client needs.
The firm typically develops individualized investment policies and emphasizes passive investment management using index mutual funds and ETFs, while also employing fundamental, technical, and charting analysis where appropriate. It may implement strategies directly or through third‑party managers and a model‑portfolio sub‑advisor that applies Modern Portfolio Theory, and the firm conducts ongoing due diligence and monitoring of those managers.
Noteworthy for a small, state‑registered adviser, B.A. Global Capital explicitly works with institutional clients and provides pension‑related and employee benefits consulting, services that are less common among independent peers. The firm is newly formed and led by a principal with prior industry and corporate experience, and it supplements advisory work with group seminars and occasional pro‑bono presentations.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Expertise
Business ownership considerations
Cash flow / budgeting
College savings (529s, UTMA, etc.)
Fee options
Ongoing Financial Planning annual fee $1,200 to $15,000; Project-Based Financial Planning starting at $250
$0 - $5,000,000: 0.55% $5,000,001+: 0.50%
$150 per hour, negotiable
Main office location
BA Global Capital
625 Broad Street, Suite 240 Office 235
Newark NJ 07102, United States
Number of offices
1
Most active in
BA Global Capital has reported serving >5 clients in these states in the last 12 months.
New Jersey
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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