Aztec Capital LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$2,400,000
Total clients
20
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
20
Average account size
$120,000
About
The firm serves individual clients, small businesses, institutions and charitable organizations through discretionary portfolio management and individualized investment strategies, preparing Investment Policy Statements to document goals and risk tolerance. Managed accounts are reviewed at least quarterly (retirement plan allocations often annually), and the firm maintains a stated account minimum of $75,000 that may be waived based on client needs.
The firm's investment approach centers on equity options and related derivatives, using techniques such as premium selling, buying calls and puts, and hedging to pursue leverage and risk control; trade sizes are often small (commonly 2–3% of available funds per trade) and typical option positions are short-term. The manager employs charting, technical analysis and sentiment indicators, monitors accounts regularly, and notes that some client accounts may see high trading activity (up to roughly 100 trades per month for more active accounts).
Noteworthy features that differentiate the firm from many peers include a separate subscription-based trading publication and daily chat room for option traders, periodic articles and free eBooks, and a fee structure that can include a 20% performance-based fee subject to a high-water mark for qualified, accredited clients while asset-based fees may be charged or waived at the adviser’s discretion. The firm also discloses a past regulatory settlement involving performance compensation received prior to registration, which it reports was resolved prior to approval as a registered adviser.
Client services
Expertise
Fee options
$0+: 2% (negotiable and may be waived) $0+: 1.0% (for non-performance based clients)
20% of profits (performance fee), paid quarterly or semi-annually, subject to high watermark and client qualification (minimum $1 million assets and accredited client)
Subscription fees for explosiveoptions.net service (monthly/annually); not advisory clients
Account minimum: $75,000 (may be waived by advisor)
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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