Aztec Capital LLC logo

Aztec Capital LLC

Updated today

Total assets under management

$2,400,000

Total clients

20

0% high-net worth

Total advisors

1

of 1 employees

Firm size

Independent

1 advisor

Average clients per advisor

20

Average account size

$120,000

About

The firm serves individual clients, small businesses, institutions and charitable organizations through discretionary portfolio management and individualized investment strategies, preparing Investment Policy Statements to document goals and risk tolerance. Managed accounts are reviewed at least quarterly (retirement plan allocations often annually), and the firm maintains a stated account minimum of $75,000 that may be waived based on client needs.

The firm's investment approach centers on equity options and related derivatives, using techniques such as premium selling, buying calls and puts, and hedging to pursue leverage and risk control; trade sizes are often small (commonly 2–3% of available funds per trade) and typical option positions are short-term. The manager employs charting, technical analysis and sentiment indicators, monitors accounts regularly, and notes that some client accounts may see high trading activity (up to roughly 100 trades per month for more active accounts).

Noteworthy features that differentiate the firm from many peers include a separate subscription-based trading publication and daily chat room for option traders, periodic articles and free eBooks, and a fee structure that can include a 20% performance-based fee subject to a high-water mark for qualified, accredited clients while asset-based fees may be charged or waived at the adviser’s discretion. The firm also discloses a past regulatory settlement involving performance compensation received prior to registration, which it reports was resolved prior to approval as a registered adviser.

Client services

Portfolio management Newsletters or periodicals

Expertise

Options & derivatives strategies Active portfolio management

Fee options

Percentage

$0+: 2% (negotiable and may be waived) $0+: 1.0% (for non-performance based clients)

Performance-based

20% of profits (performance fee), paid quarterly or semi-annually, subject to high watermark and client qualification (minimum $1 million assets and accredited client)

Subscriptions

Subscription fees for explosiveoptions.net service (monthly/annually); not advisory clients

Other

Account minimum: $75,000 (may be waived by advisor)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Warmer team member

Not sure where to start?

We'll help you think it through – whether you ultimately need an advisor or not.

Call (201) 292-4557

Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.

Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.

For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.

By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev

© 2026 Warmer Holdings Inc. ("Warmer")