AZ Legacy Wealth LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$59,711,314
Total clients
330
3% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
330
Average account size
$180,943
About
AZ Legacy Wealth LLC provides discretionary asset management and portfolio management services primarily to individual clients, with account relationships documented through client profiles and investment policy statements. The firm reports approximately $59.7 million in discretionary assets under management and uses a standard account minimum (typically $50,000) with ongoing quarterly reviews and reporting.
The firm’s investment process combines quantitative and fundamental analysis to construct portfolios aligned with each client’s stated goals, time horizon, and risk tolerance, and it documents client-imposed restrictions when requested. It may employ long-term purchase strategies, tax-aware practices such as tax-loss harvesting, and uses a Unified Managed Account program with an overlay manager and model portfolio advisors to implement and monitor client portfolios.
Compared with many independent solo advisors, the firm discloses an unusually high client load per advisor and an affiliated insurance practice in which the managing member acts as a licensed insurance agent and may receive commission-based compensation; these relationships and potential conflicts are disclosed in the brochure. The ADV also notes the firm’s use of endorsements and third‑party ratings in advertising and its reliance on the UMA/overlay arrangement to access third‑party model portfolio management, which are features not typical among peers.
Client services
Portfolio management
Selection of other advisers
Expertise
ESG / Sustainable investing
Tax-loss harvesting
Fee options
$0 - $500,000: 1.25% annually $500,001 - $1,000,000: 1.15% annually Over $1,000,000+: 1.00% annually
Investment Advisor Representative receives separate commissions on insurance products, less than 5% of compensation from external compensation.
Account minimum: $50,000
Main office location
AZ Legacy Wealth LLC
6751 North Sunset Boulevard, Suite 320
Glendale AZ 85305, United States
Number of offices
1
Most active in
AZ Legacy Wealth LLC has reported serving >5 clients in these states in the last 12 months.
Arizona · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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