A
Axis Point Capital
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$12,000,000
Total clients
12
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
12
Average account size
$1,000,000
About
Axis Point Capital, LLC provides fee-only investment management and, for select approved clients, performance-based advisory arrangements to individuals, trusts, estates, self-employed persons, small businesses, retirement plans, non-profit organizations and financial institutions. Its primary offering is the APC Hedged Equity, a discretionary hedged strategy that combines a concentrated set of long equity positions with options used for hedging and selective short exposure.
The firm’s approach centers on a focused portfolio (typically ten or fewer long equity holdings) paired with options strategies and occasional use of leverage or margin, using fundamental and technical analysis and sometimes frequent trading. While the Focused Strategy is generally not individually tailored, Axis Point assesses client suitability before offering it and allows clients to impose written restrictions (for example, limiting options or excluding certain industries).
Relative to many independent advisers, Axis Point’s use of performance-based (incentive) fee arrangements for qualified clients is a notable difference and the firm describes high-watermark and allocation policies intended to address conflicts arising from such fees. The combination of a concentrated, hedged equity mandate and selective incentive-fee relationships distinguishes the firm’s service model from more typical percentage-of-AUM, broadly diversified portfolio management.
Client services
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Concentrated stock management
Fee options
$0.00 - $5,000,000: 1% $5,000,000 - And up: 1%
20% of the realized and unrealized appreciation of the net asset value (NAV) of the client's account, with a High Watermark provision, charged quarterly or annually
Account minimum: $250,000 Minimum fee: $1,000 minimum annual fee charged when account falls below $100,000 Fee-only: Fee-only investment management (no commissions)
Main office location
Axis Point Capital
Newport Beach CA, United States
Number of offices
1
Most active in
Axis Point Capital has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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